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Disclaimers


Opto Investment Management, LLC (the “Firm”) is a wholly-owned subsidiary of Opto Investments, Inc. and is an SEC-registered investment advisor. Registration with the SEC does not imply a certain level of skill or training. SEC registration does not mean the SEC has approved of the services of the investment adviser.

This website is operated and maintained by Opto Investments, Inc. Certain products described herein and institutional relationships may involve investment advisory services provided by the Firm. This website is presented for financial institutions and investment professionals only and is not intended for individual consumers or retail investors, unless specifically noted.

Unless otherwise indicated, commentary on this site reflects the personal opinions, viewpoints and analyses of the author and should not be regarded as a description of services provided by the Firm or its affiliates. The opinions expressed here are for general informational purposes only and are not intended to provide specific advice or recommendations for any individual on any security or advisory service. It is only intended to provide education about the financial industry. The views reflected in the commentary are subject to change at any time without notice. While all information presented, including from external, linked or independent sources, is believed to be reliable, we make no representation or warranty as to accuracy or completeness. We reserve the right to change any part of these materials without notice and assume no obligation to provide updates. Nothing on this site constitutes investment advice, performance data or a recommendation that any particular security, portfolio of securities, transaction or investment strategy is suitable for any specific person.

We disclaim any responsibility for information, services or products found on linked websites. Images and photographs are included for the sole purpose of visually enhancing the website. None of them show current or former clients and should not be construed as an endorsement or testimonial. All investing is subject to risk, including loss of principal. Historical performance is not a guarantee of future performance and clients may experience different results.

This information contains certain “forward-looking statements,” which may be identified by the use of such words as “believe,” “expect,” “anticipate,” “should,” “planned,” “estimated,” “potential” and other similar terms. Examples of forward-looking statements include, but are not limited to, estimates with respect to financial condition, results of operations, and success or lack of success of the depicted investment strategy. All are subject to various factors, including, but not limited to general and local economic conditions, changing levels of competition within certain industries and markets, changes in interest rates, changes in legislation or regulation, and other economic, competitive, governmental, regulatory and technological factors affecting operations that could cause actual results to differ materially from projected results.

Social Media Disclaimer

See general Disclaimers above applicable to social media, electronic communications and other marketing activities. 

The Opto Investments’ websites, social media accounts and other platforms used to communicate information about the company (“Sites”) provide market information, investment insights and company news. We hope the information on the Sites is informative. It is provided for informational purposes only and does not constitute investment advice, nor should it be used as the basis for any investment decision. The main focus of our marketing activities is institutional and educational in nature and may implicate our financial technology products separate and apart from our investment advisory services or other financial services. As such, certain communications are not intended to implicate advertising guidelines established under the Investment Advisers Act of 1940, as amended, or other federal securities laws. 

Please ensure that any contributions you made connected with content on Opto Sites is relevant and topical. Re-posting or sharing content, clicking the Like button or equivalent on any social media site should not be interpreted as a testimonial for or endorsement of the Firm or any of its affiliates, advisory personnel or supervised persons. As we seek to avoid conveying or adopting any misleading or false information in our marketing efforts, visitor posts should refrain from recommending investment advisory services or providing testimonials or endorsements concerning advisory services. We also monitor for material conflicts of interest and will periodically review disclosures and make modifications, as necessary and appropriate. We do not currently engage in the practice of compensating persons for testimonials or endorsements. If you wish to convey an opinion to us or have a question concerning our advisory services, please send an email to advisory-services@optoinvest.com. In addition, no one commenting on these social media sites or pages should post specific securities recommendations. Questions about specific investments or advisory services cannot be answered and may be removed from the relevant page or site. You should never post any sensitive or personal information on any social media sites. We reserve the right to remove any posts or content that contains inflammatory, false or otherwise objectionable material or content that does not constitute reasonable criticism or commentary.

The use of social media is at your own risk. You are responsible for protecting your account(s) and other information when using social media. We are not responsible for any content found on other social media sites or linked materials or websites. We do not endorse, recommend or adopt any content or linked websites other than the content posted or owned by Opto Investments. 

Updated October 2024

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